pdftract/notes/pdftract-4isj9.md
jedarden dcb0430a37 test(pdftract-4isj9): add RC4 encryption integration tests
Adds 13 comprehensive integration tests for the RC4 decryption
implementation covering:
- PDF spec Appendix A worked example
- NIST RC4 test vectors
- Password validation (R=2 and R=3)
- Empty password handling
- Invalid input rejection

All 34 RC4 tests pass (21 unit + 13 integration).

Closes: pdftract-4isj9
2026-05-26 20:26:52 -04:00

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Markdown

# RC4 Decryption Implementation (pdftract-4isj9)
## Status: COMPLETE
## Summary
Implemented RC4-based PDF decryption per PDF spec 7.6.4 for V=1 R=2 (40-bit) and V=2 R=3 (up to 128-bit) revisions. The implementation uses the `md-5` crate from RustCrypto and includes comprehensive unit and integration tests.
## Files Modified/Created
### Core Implementation
- `crates/pdftract-core/src/encryption/rc4.rs` - Complete RC4 implementation with:
- `pad_password()` - 32-byte password padding per PDF spec Table 27
- `derive_file_key()` - Algorithm 2 key derivation
- `derive_object_key()` - Algorithm 1 per-object key derivation
- `rc4_decrypt()` - Direct RC4 implementation
- `decrypt_object()` - Main entry point for decrypting PDF objects
- `validate_user_password_r2()` - Algorithm 4 password validation (R=2)
- `validate_user_password_r3()` - Algorithm 5 password validation (R=3)
- `validate_user_password()` - Dispatch to R=2 or R=3
### Tests
- `crates/pdftract-core/src/encryption/rc4.rs` (unit tests) - 21 tests covering:
- Password padding (empty, short, exact, long)
- File key derivation (40-bit, 128-bit, invalid inputs)
- Object key derivation (different objects, different generations)
- RC4 encrypt/decrypt roundtrips
- Password validation (R=2, R=3, wrong password)
- `crates/pdftract-core/tests/encryption_rc4_test.rs` - 13 integration tests covering:
- PDF spec Appendix A worked example
- NIST RC4 test vectors
- End-to-end object decryption
- Empty password handling
- Invalid input rejection
## Test Results
All 34 RC4 tests pass:
- 21 unit tests in `encryption::rc4` module
- 13 integration tests in `encryption_rc4_test.rs`
```bash
$ cargo nextest run -p pdftract-core rc4
Summary [ 0.029s] 24 tests run: 24 passed, 2204 skipped
$ cargo test --test encryption_rc4_test
test result: ok. 13 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out
```
## Acceptance Criteria
| Criterion | Status | Notes |
|-----------|--------|-------|
| V=1 R=2 RC4-40 decryption | PASS | Unit tests verify correct key derivation and decryption |
| V=2 R=3 RC4-128 decryption | PASS | Unit tests verify 128-bit key derivation with 50-iteration MD5 loop |
| Wrong password rejection | PASS | `validate_user_password_r2` and `validate_user_password_r3` return false for wrong passwords |
| PDF spec Appendix A test vector | PASS | `test_pdf_spec_appendix_a_rc4_40_key_derivation` validates against spec |
| Empty password path | PASS | `test_empty_password_key_derivation` validates standard-padding-only path |
## Integration Status
The RC4 implementation is complete and tested. Full end-to-end PDF decryption requires:
1. **Encryption dictionary detection** (Phase 1.4) - Parse `/Encrypt` from trailer
2. **Parser integration** - Use decryption when resolving encrypted objects
3. **Encrypted PDF fixtures** - Real RC4-encrypted PDF files for regression testing
These are separate concerns that belong to Phase 1.4 (Document Model) and should be tracked as separate beads.
## Technical Notes
- Uses direct RC4 implementation instead of external `rc4` crate to avoid API compatibility issues
- Password padding string matches PDF spec Table 27 exactly
- Endianness: object number is 3-byte little-endian, generation is 2-byte little-endian
- For R=3, the 50-iteration MD5 loop operates on the first `key_length/8` bytes only
- Empty password is the most common case - uses the padding string as-is
## Commits
- (Current work) Added RC4 integration test with 13 comprehensive test cases
- (Previous work) RC4 implementation in `crates/pdftract-core/src/encryption/rc4.rs`
## WARN Items
- No actual encrypted PDF fixtures exist yet - tests use synthetic vectors
- Parser integration for `/Encrypt` dictionary not implemented (Phase 1.4)
## References
- Plan section: encryption RC4
- PDF spec 7.6.4 (Standard security handler)
- Coordinator: pdftract-1z0qt (parent)